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DOCSIS® Network Management
Executive Summary Ethernet Passive Optical Network (EPON) is a cost effective technology for achieving fiber-to-the-premises connectivity. However, deploying EPON with vendor-specific management and provisioning systems also requires significant investments to replace the corresponding DOCSIS systems that exist today. The cost of replicating DOCSIS provisioning, operations, maintenance, and data collections systems can be cost prohibitive. A new class of EPON systems has evolved to resolve this dilemma. DOCSIS over EPON (DePON) architectures enable EPON fiber access networks to be managed by existing DOCSIS infrastructure and operations support systems. A DePON solution provides a “middleware” layer that translates DOCSIS management instructions into commands that are understood by the fiber network. This innovation preserves the cable operator’s investment in DOCSIS operations software and procedures while delivering the bandwidth required to match or exceed competitive offerings from other service providers. While maintaining their back office systems, cable operators can take advantage of standards-based EPON systems by using DePON architecture to significantly scale up available bandwidth beyond the capabilities of current DOCSIS 3.0 implementations. DePON is a cost effective access network architecture that requires no change to back office operations. Introduction 1.0 Existing Technology RFoG is functionally a node at the premises. It enables the use of fiber to the building or home but requires no change to the customer equipment (STB, CM, etc.) or at the headend. Therefore, it is viewed as an important bridging technology between HFC and PON based access networks. RFoG also enables PON pass through so that data access can be achieved at much higher rates than is available with DOCSIS while still maintaining existing equipment for RF video services and equipment. It also maintains all DOCSIS headend infrastructure, software and management procedures.
Chart 1: Bandwidth needed for TV Source FTTH Council 2.0 Network Layering as a Solution management plane transparency. This is a recent innovation that preserves cable operator’s investment in DOCSIS operations while delivering bandwidth capability at 1Gbps symmetric and a path to 10Gbps and beyond. The DePON architecture that provides a new high-speed MAC/PHY can provide cable operators with a physical plant capable of supporting unlimited bandwidth. However, what PHY best meets cable operator requirements?
Ethernet Passive Optical Network (EPON) is a fiber access technology defined by the IEEE 802.3ah working group that was standardized in 2004. EPON networks meet the above-mentioned criteria. They are proven, mature, and widely deployed. IEEE 802.3ah EPON will be forward compatible with the emerging IEEE 802.3av 10GigEPON standard, thus providing scalability for future growth. Service support functions as defined by the DOCSIS standard include provisioning, management, security, data collection, and others. The systems and operating procedures in place for these functions are a valuable part of all cable operator networks. Replacing this infrastructure would be costly and disruptive. These facts suggest that the integration of EPON and DOCSIS standard and specification would be an ideal solution for a cable operator network. For purposes of this paper, we will refer to this approach as DePON. It is intended to enable cable operators to extend their existing DOCSIS OSS over standards-based EPON networks. 3.0 DePON Architecture & Components Like a CMTS, an OLT would have Ethernet interfaces towards the core network that are called a Network Side Interface (NSI). These interfaces may consist of several physical Ethernet links and may have several IP or Ethernet interfaces. A DePON network adds another component, the DOCSIS Management Server, as shown in Diagram 1. The DOCSIS Management Server is a platform which runs the software that enables the interworking of DOCSIS network commands and the EPON. The DOCSIS Management Server provides translation of DOCSIS management commands into commands understood by the OLT/ONU. This makes the ONU appear to be a CM to other DOCSIS servers. One DOCSIS Management Server should be capable of supporting many OLTs and a very large number of ONUs. CM functions may be combined with other functions (for example – a telephony or digital voice adapter) within one physical device. In this case, the CM becomes an eCM (embedded CM) and the telephony adapter is called eMTA (embedded Multimedia Terminal Adapter – a Digital Voice Adapter in PacketCable 1.5 specifications). An eCM may have another bridged Ethernet interface, not visible outside the device, that is connected to this eMTA. There are also other embedded devices referenced in the DOCSIS specification (i.e. eSTB (embedded Set-Top Box)), eRouters (embedded router), eDSG (embedded DOCSIS Set-top Gateway) with corresponding Ethernet interfaces. A DOCSIS 3.0 CM may also have several customer Ethernet interfaces. Similarly, all of these functions and interfaces as well as the software to support standard features should be available in a DePON ONU. DOCSIS network management is separated into two major areas: provisioning and management. The exact management interface is defined in the DOCSIS OSSI specification. The specific elements which require network management in a DOCSIS network are CMTS and CM systems. Provisioning is the process of configuration of devices to support specific network services. Most provisioning occurs when the network elements demand information and make requests. Usually provisioning is done by CMs during their initialization by accessing the servers and getting necessary information from them. DHCP/TFTP/TOD servers are used to obtain static “service” configuration information for CMs. ONUs would use the same servers and appear as CMs to the provisioning software. This process is shown in Diagram 1. Some items are configured directly on the CMTS via SNMP or thru the CLI. These items pertain to configurations “shared” by large number of CMs like Named Service Classes or Filters or they may be configuration items for the CMTS itself (i.e. the Network Side Interface configuration). In a DePON system the configuration operations remain the same as in DOCSIS even though the physical elements are different. CLI scripts sent to a CMTS can instead be sent to on OLT via the DOCSIS Management Server. The DOCSIS Management Server maps DOCSIS commands into similar functionality on the EPON network. As an example, DOCSIS PHY characteristics are mapped to similar PHY characteristics of EPON, i.e. DOCSIS RF received power can be mapped to EPON received power. Some DOCSIS PHY characteristics do not require mapping. The DOCSIS commands for channel bonding can remain undefined in an EPON network because a) there are no channels to bond and b) the EPON network exceeds the bandwidth available on an HFC network therefore, the purpose of bonding is fulfilled by the inherent bandwidth characteristics of the EPON network. Performance management is done by reading performance data from the CM and CMTS via SNMP MIBs. Fault management has two mechanisms. First, the CM and CMTS send SNMP traps/notifications to SNMP managers and Syslog messages to Syslog servers when specific events happen. Second, there are special status values in SNMP MIBs that define alarm conditions when errors or faults occur. DOCSIS 3.0 also states that performance data may be streamed using the IPDR protocol. All of these functions should be applicable, without change, in a DePON network.
Diagram 1 DePON Architecture HCTA 3.1 Topology 3.2 Servers a) Provisioning Elements for configuration and b) NMS elements for fault, monitoring, and accounting. Provisioning elements include: 1) DHCP Server – To provide initial configuration for ONUs NMS Elements include: 5) SNMP manager(s) – To poll SNMP agents in the OLT and ONU and to also collect events that were sent as SNMP notifications DOCSIS specifications define how these server elements communicate with CMTS/CMs in the system. Protocol translation is required to ensure the commands, requests and replies are understood and interpreted correctly by the new fiber-based high-bandwidth devices (OLTs/ONUs) that replace the CMTS/CM equipment. The DOCSIS Management Server is the device which processes these translations so that the DePON system communicates with these servers in exactly the same way that a DOCSIS system would. 3.3 SNMP Protocol and MIBs 3.4 NMS Elements and element performance are sent from the DOCSIS Management Server to the IPDR Collector Server using the IPDR protocol. 4.0 DePON/DOCSIS Service Interaction The ONU resides at the customer premises and receives data in an optical format. It converts signals from the optical domain to the format required by the subscriber (i.e. Ethernet, IP, POTS, etc.) The EPON protocol assigns a unique ID to each ONU. Downstream traffic is broadcast over the physical media to all ONUs. However, only the ONU to which the packet is addressed actually reads the data. Encryption of broadcast data is not required in the standard, but nearly all EPON vendors support AES128 encryption. An ONU discards packets addressed to other ONUs. Each ONU has an assigned timeslot for upstream traffic managed by a scheduler in the OLT. As in DOCSIS, this TDMA technology prevents upstream data collisions on the shared fiber. Traffic engineering is controlled in EPON networks through control of the scheduling in much the same way as in DOCSIS. EPON access networks implement TDMA access systems that are controlled by a scheduler for upstream transmission. Both upstream and downstream can be tightly controlled on a per-flow basis. Flows can be defined per ONU or per port per ONU or per set of generic classification parameters. Classification parameters may include all generic packet fields – Ethernet header, IP header and UDP/TCP ports. Configuration of flows can be static, dynamic, or a combination of the two. EPON vendors may implement a number of Operations, Administration, Maintenance and Provisioning (OAMP) mechanisms in their overall EPON solution. IEEE 802.3ah is the controlling standard for EPON specific OAMP mechanisms. Other standard mechanisms like 802.1ag and Y.1731 may be implemented in addition to that. An EPON network’s physical media is different from an HFC network since the access media is replaced with fiber and the CMTS/CM is replaced with OLT/ONU equipment. For a DOCSIS OSS platform to manage a DePON, it must account for the differences in physical data transmission methods (modulation schemes, data rates, PHY) and the management communications protocols (provisioning, security, management, OAMP) between the two systems. These differences suggest that a DOCSIS OSS cannot manage an EPON network. However, DePON provides a “middleware” layer, the DOCSIS Management Server, to translate between the requirements of DOCSIS OSS and an EPON network.
Diagram 2 DePON DOCSIS Translation HCTA Likewise, DOCSIS-defined methods for configuration, provisioning and security can be converted into commands that are understood in an EPON network, as shown in Diagram 2. Both networks have upstream and downstream data transmission and this is another aspect that makes the two systems compatible. DOCSIS testing and measurement mechanisms have their counterpart in the Ethernet OAM specifications mentioned above. The following sections examine some of the mechanisms that are used in these translations. 4.1 Configuration The DOCSIS Management Server decodes information elements, “encodings” as they are called in DOCSIS, from the file and applies them in its own configuration as well as communicating these service-relevant elements to the OLT. Some additional dynamic parameters may be communicated later during operation. As part of configuration steps done in the DOCSIS Management Server, the configuration information is reflected into the read-only CM and CMTS related SNMP configuration MIBs on the DOCSIS Management Server which correspond to actual OLT and ONU configurations. This would conclude the initial ONU configuration. 4.2 Monitoring 4.3 QoS As for traffic handling and applying traffic management actions, the EPON standards have some differences from DOCSIS specifications. In the upstream direction, DOCSIS specifies several scheduling types including: Best Effort, Non-Real-Time Polling, Real-Time Polling, Unsolicited Grants with Activity Detection, or Unsolicited Grants. Due to EPON’s much higher bandwidth and lower number of subscribers, EPON continuously polls subscribers in real-time. Therefore, there are only two scheduling types possible with EPON. These are Real-Time Polling and Unsolicited Grants. All other DOCSIS scheduling types are mapped into Real-Time Polling. Traffic description parameters (max rate, min rate, burst size, max latency, etc.) are supported for scheduling traffic in the upstream and downstream direction in the same way. DOCSIS specifies a large number of traffic flows that have to be supported by CM and therefore by the ONU. This is done by using multiple EPON (Logical Links) per ONU as an analogue of DOCSIS (service flows). 4.4 Filtering 4.5 Security Traffic encryption is used on an optical media channel to ensure privacy of communication. The DOCSIS Management Server ensures that no ONU can eavesdrop on the traffic that is sent to another ONU. Encryption uses AES128 symmetric keys (meaning the same key is used for encryption and decryption) that are frequently updated – in a similar way that DOCSIS uses traffic encryption on a DOCSIS channel. This is not a man-in-the-middle scheme and it can provide for standard or proprietary key exchanges approaches. More processing on the ONU enables more rigorous security; however, proprietary key exchange methods are available with commercial PON silicon. 4.6 Multicast 4.7 Subscriber Management DePON architecture supports all the features required by DOCSIS. Some of these include, 1) indication of IP addresses that were assigned to CPEs, 5.0 Other Topics 5.1 L2VPN
The DOCSIS network allows L2VPN services to be implemented using several protocols; IEEE 802.1Q VLANs, MPLS, VPLS, and L2TPv3. Actually, EPON systems were VLAN-capable from the beginning, so the concept of L2VPNs in EPON is natively supported. DePON architecture supports all of these options – starting from VLAN-based L2VPNs and expanding into VPLS and L2TPv3-based L2VPNs. L2VPN support is being synchronized with the Metro Ethernet Forum (MEF). Since some EPON systems are already MEF compliant, DePON can offer service providers a reasonable assurance that both the DOCSIS and DePON specification and standard are on track for current and future compatibility for transport of Ethernet services. 5.1 2 IPv6
6.0 Conclusion infrastructure and operating procedures developed over many years are difficult and costly to replace along with the HFC network. DePON is an innovation on EPON that preserves the cable operator’s investment in DOCSIS equipment and procedures, but enables fiber-to-the-premises deployments. Topological similarities between EPON and HFC ensure that EPON fiber can be built as an overlay to the existing HFC network. DePON solutions provide a middleware layer capable of translating DOCSIS commands into protocols that control an all-fiber infrastructure. The ability to maintain existing DOCSIS servers, protocols and procedures reduces the expense and complexity of migrating to an all-fiber access network. DePON uses standards developed by the IEEE, MEF, CableLabs®, ITU-T and the IETF to create an efficient migration strategy for cable operators seeking to minimize costs while maximizing bandwidth to business and residential users. Acronyms “DOCSIS“ and “PacketCable“ are trademarks of Cable Television Laboratories, Inc. Bibliography CableLabs, Data-Over-Cable Service Interface Specifications DOCSIS 2.0, Operations Support System Interface Specification, CM-SP-OSSIv2.0-C01-081104 Delivering Carrier Ethernet, Extending Ethernet Beyond the LAN, McGraw-Hill Communications, Abdul Kasim, Mannix O’Connor, et. al. ISBN: 987-0-07-148747-4 2007 A Proposal for DOCSIS 4.0: The Best of DOCSIS and PON, A. Bernstein, S. Gorshe, SCTE Conference on Emerging Technologies®, 2008 C. Chang-Joon, E. Wong, and R.S. Tucher, “Optical CSMA/CS Media Access Scheme for Ethernet Over Passive Optical Network”, IEEE Photonics Technology Letters, vol 14, pp. 711-713, 2002 “Fiber to the Home Advantages of Optical Access 2008”, FTTH Council |







